Vendor due diligence, held to a fiduciary standard.
Every vendor that touches your clients' nonpublic information, in one register. Track contracts and renewals, evidence your Reg S-P oversight, and meet an examiner ready. Built for the firms entrusted with other people's wealth.
Complimentary for clients of Alles Technology.
What it does
A vendor program your compliance team can stand behind.
Map your client-data exposure
Flag every vendor that processes or stores nonpublic personal information, and evidence your oversight the way an examiner expects to see it.
Contracts and renewals, in order
Costs, terms, and renewal dates in one register, with notice before an auto-renewing agreement quietly rolls over.
Diligence that documents itself
A Reg S-P questionnaire library you can send and score, the seventy-two-hour breach clause built in, the record kept for your exam.
The Reg S-P deadline has arrived. Most firms still keep this in a spreadsheet.
Stand up a defensible vendor program in an afternoon. Complimentary for clients of Alles Technology.